(Read free) Conduct and Pay in the Financial Services Industry: The regulation of individuals (Lloyd's Commercial Law Library)






 |  2017-05-04 | Original language:English |  10.00 x7.00 x1.00l, | File Name: 1138680877 | 349 pages


|| ||'...the authors provide valuable insights into issues that may need to be grappled with in due course... I anticipate that this will become the standard work for those of us who advise on questions of regulatory authorisation, conduct and pay in the financia

Since the financial crisis, one of the key priorities of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) has been individual accountability. This book addresses the regulatory and employment law challenges that arise from the FCA’s and PRA’s requirements.

The expert team of writers examine in depth the provisions of the Financial Services and Markets Act 2000 which relate to individuals, and the associated r...


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