[Download] Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions






 | #5091896 in Books |  2015-11-19 | Original language:English | PDF # 1 |  9.30 x1.00 x6.20l,.81 | File Name: 1849465258 | 360 pages


||About the Author|Iris H-Y Chiu is a Reader in Law at University College London.

This book examines a key aspect of the post-financial crisis reform package in the EU and UK; the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. The book argues that the legal framework for internal control, wh...


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